BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND (BGH) [Rocket]

Ownership

BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND (BGH)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
MORGAN STANLEY	598,256	-46,016	7,801,270,000	0.00		Hist	06/30/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC	564,589	-20,674	7,362,241,000	0.37		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	492,223	-3,899	6,418,594,000	0.00		Hist	06/30/2023
TSP Capital Management Group, LLC	376,248	-877	4,853,598,000	1.75		Hist	03/31/2023
Invesco Ltd.	353,906	-58,381	4,614,934,000	0.00		Hist	06/30/2023
GUGGENHEIM CAPITAL LLC	307,170	25,278	4,005,497,000	0.03		Hist	06/30/2023
Vivaldi Capital Management LP	261,398	-2,328	3,408,631,000	1.05		Hist	06/30/2023
Capital Investment Advisors, LLC	152,244	53,970	1,985,263,000	0.06		Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	130,223	-34,369	1,651,224,000	0.00		Hist	12/31/2022
RFG Advisory, LLC	104,906	104,906	1,367,974,000	0.06		Hist	06/30/2023
Shaker Financial Services, LLC	104,240	15,983	1,355,475,000	0.59		Hist	03/31/2023
ENVESTNET ASSET MANAGEMENT INC	82,604	-29,102	1,077,161,000	0.00		Hist	06/30/2023
Camelot Portfolios, LLC	66,844	2,691	847,587,000	0.63		Hist	12/31/2022
NewEdge Advisors, LLC	60,563	1,109	789,747,000	0.01		Hist	06/30/2023
BANK OF AMERICA CORP /DE/	56,908	-4,584	742,077,000	0.00		Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	52,376	-3,667	683,065,000			Hist	06/30/2023
Cetera Investment Advisers	46,034	9,498	593,838,000	0.01		Hist	03/31/2023
FIRST TRUST ADVISORS LP	35,810	-22,077	466,962,000	0.00		Hist	06/30/2023
Jefferies Financial Group Inc.	32,641	130	425,639,000	0.00		Hist	06/30/2023
AQR Arbitrage LLC	30,942	-2,794	403,484,000	0.02		Hist	06/30/2023
STIFEL FINANCIAL CORP	25,517	776	332,743,000	0.00		Hist	06/30/2023
ROYAL BANK OF CANADA	24,476	-299	319,000,000	0.00		Hist	06/30/2023
Clear Harbor Asset Management, LLC	22,615	-14,520	291,734,000	0.03		Hist	03/31/2023
Baird Financial Group, Inc.	21,694	0	282,890,000	0.00		Hist	06/30/2023
UBS Group AG	20,100	-2,468	262,103,000	0.00		Hist	06/30/2023
Raymond James Financial Services Advisors, Inc.	20,012	-10,209	253,752,000	0.00		Hist	12/31/2022
MCRAE CAPITAL MANAGEMENT INC	19,050	823	241,548,000	0.07		Hist	12/31/2022
BARINGS LLC	11,833	283	154,308,000	0.01		Hist	06/30/2023
Advisory Services Network, LLC	10,938	-1,058	142,635,000	0.00		Hist	06/30/2023
MGO ONE SEVEN LLC	10,933	6	142,562,000	0.01		Hist	06/30/2023
Matisse Capital	10,988	0	139,328,000			Hist	12/31/2022
TRANSCEND CAPITAL ADVISORS, LLC	10,000	0	130,400,000	0.01		Hist	06/30/2023
Rockefeller Capital Management L.P.	7,800	7,800	101,712,000	0.00		Hist	06/30/2023
EMFO, LLC	7,349	0	95,831,000	0.09		Hist	06/30/2023
Steward Partners Investment Advisory, LLC	6,344	0	82,726,000	0.00		Hist	06/30/2023
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