Vertical Capital Income Fund (VCAPX) [Rocket]

Ownership

Vertical Capital Income Fund (VCAPX)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
Relative Value Partners Group, LLC	1,651,801	-20,854	16,427,159,000	1.06		Hist	06/30/2023
Saba Capital Management, L.P.	844,031	0	8,393,888,000	0.22		Hist	06/30/2023
Terrapin Asset Management, LLC	473,155	163,022	4,705,527,000	6.09		Hist	06/30/2023
Bulldog Investors, LLP	420,111	-12,814	4,178,004,000	1.38		Hist	06/30/2023
Thomas J. Herzfeld Advisors, Inc.	465,034	-40,666	4,097,275,000			Hist	06/30/2023
ICON ADVISERS INC/CO	329,697	-89,550	3,278,837,000	0.83		Hist	06/30/2023
ENVESTNET ASSET MANAGEMENT INC	224,086	22,609	2,228,540,000	0.00		Hist	06/30/2023
CSS LLC/IL	198,066	198,066	1,969,766,000	0.12		Hist	06/30/2023
Cetera Advisor Networks LLC	149,312	617	1,464,749,000	0.01		Hist	03/31/2023
Matisse Capital	93,019	31,870	810,195,000			Hist	12/31/2022
ACCESS FINANCIAL SERVICES, INC.	69,620	-4,880	692,371,000	0.40		Hist	06/30/2023
Koshinski Asset Management, Inc.	47,702	-4,119	415,487,000	0.04		Hist	12/31/2022
HighTower Advisors, LLC	40,320	-2,326	402,000,000	0.00		Hist	06/30/2023
TOWNSQUARE CAPITAL LLC	31,006	-1,200	304,169,000	0.01		Hist	03/31/2023
GUGGENHEIM CAPITAL LLC	20,221	-19,263	201,199,000	0.00		Hist	06/30/2023
MILLENNIUM MANAGEMENT LLC	20,000	20,000	198,900,000	0.00		Hist	06/30/2023
MELFA WEALTH MANAGEMENT, LLC	20,499	20,499	178,553,000	0.19		Hist	12/31/2022
LPL Financial LLC	15,019	-2,500	147,336,000	0.00		Hist	03/31/2023
WealthPLAN Partners, LLC	13,398	0	131,434,000	0.01		Hist	03/31/2023
ADVISOR GROUP HOLDINGS, INC.	13,159	2,382	130,874,000			Hist	06/30/2023
VERUS CAPITAL PARTNERS, LLC	11,466	-1,119	112,481,000	0.02		Hist	03/31/2023
CANTOR FITZGERALD, L. P.	11,195	0	111,334,000	0.00		Hist	06/30/2023
Sea Otter Advisors LLC	10,000	10,000	99,500,000	0.06		Hist	06/30/2023
MORGAN STANLEY	5,669	2,960	56,378,000	0.00		Hist	06/30/2023
ROYAL BANK OF CANADA	4,000	0	40,000,000	0.00		Hist	06/30/2023
UBS Group AG	1,397	-1,716	13,893,000	0.00		Hist	06/30/2023
Kistler-Tiffany Companies, LLC	1,000	0	8,710,000	0.00		Hist	12/31/2022
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	860	0	8,553,000	0.00		Hist	06/30/2023
Luken Investment Analytics, LLC	819	0	8,145,000	0.00		Hist	06/30/2023
SIT INVESTMENT ASSOCIATES INC	573,636	0	5,705,000	0.15		Hist	06/30/2023
RIVERBRIDGE PARTNERS LLC	108,466	7,564	945,000	0.01		Hist	12/31/2022
Cambridge Investment Research Advisors, Inc.	58,189	210	579,000	0.00		Hist	06/30/2023
Alpine Global Management, LLC	23,357	23,357	232,000	0.07		Hist	06/30/2023
Arete Wealth Advisors, LLC	19,107	19,107	190,000	0.02		Hist	06/30/2023
D.A. DAVIDSON & CO.	11,799	0	105,000	0.00		Hist	09/30/2022
<< Prev Next >>