HIGHLAND GLOBAL ALLOCATION FUND (HGLB) [Rocket]

Ownership

HIGHLAND GLOBAL ALLOCATION FUND (HGLB)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
Atlas Wealth LLC	1,248,309	-52,519	10,810,356,000	1.99		Hist	06/30/2023
MORGAN STANLEY	783,464	-49,495	6,776,967,000	0.00		Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	330,393	-3,545	2,857,896,000			Hist	06/30/2023
Shaker Financial Services, LLC	291,751	-33,807	2,637,430,000	1.15		Hist	03/31/2023
Cetera Advisor Networks LLC	182,136	7,088	1,646,511,000	0.01		Hist	03/31/2023
LPL Financial LLC	173,965	132,412	1,572,644,000	0.00		Hist	03/31/2023
Quantedge Capital Pte Ltd	159,283	-1,200	1,377,798,000	0.61		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	154,517	-4,292	1,336,579,000	0.00		Hist	06/30/2023
Sovereign Financial Group, Inc.	117,198	16,420	1,059,472,000	0.39		Hist	03/31/2023
RAYMOND JAMES & ASSOCIATES	109,690	20,963	1,033,277,000	0.00		Hist	12/31/2022
Private Advisor Group, LLC	113,663	-19,302	1,027,514,000	0.01		Hist	03/31/2023
HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.	86,246	0	746,028,000	0.11		Hist	06/30/2023
BOKF, NA	73,498	2,915	635,758,000	0.01		Hist	06/30/2023
UBS Group AG	52,766	45,393	456,426,000	0.00		Hist	06/30/2023
OPPENHEIMER & CO INC	49,500	3,000	447,480,000	0.01		Hist	03/31/2023
Capital Investment Advisors, LLC	45,150	18,550	390,548,000	0.01		Hist	06/30/2023
TRUIST FINANCIAL CORP	39,092	-4,075	368,245,000	0.00		Hist	12/31/2022
Raymond James Financial Services Advisors, Inc.	36,390	36,390	342,794,000	0.00		Hist	12/31/2022
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	38,524	25,751	333,233,000	0.04		Hist	06/30/2023
AQR Arbitrage LLC	35,890	35,890	310,449,000	0.01		Hist	06/30/2023
Matisse Capital	31,288	3,868	294,733,000			Hist	12/31/2022
ROYAL BANK OF CANADA	33,011	-2,815	286,000,000	0.00		Hist	06/30/2023
ENVESTNET ASSET MANAGEMENT INC	24,520	24,520	212,098,000	0.00		Hist	06/30/2023
HighTower Advisors, LLC	24,723	8,294	209,000,000	0.00		Hist	06/30/2023
Retirement Group, LLC	5,620	4,265	174,223,000	0.07		Hist	06/30/2023
Koshinski Asset Management, Inc.	11,555	11,555	108,847,000	0.01		Hist	12/31/2022
Moors & Cabot, Inc.	10,000	0	94,200,000			Hist	12/31/2022
Ameritas Advisory Services, LLC	3,775	3,775	34,126,000	0.00		Hist	03/31/2023
Geneos Wealth Management Inc.	2,500	2,500	21,625,000	0.00		Hist	06/30/2023
Parallel Advisors, LLC	1,423	1,423	12,309,000	0.00		Hist	06/30/2023
PNC FINANCIAL SERVICES GROUP, INC.	1,410	0	12,196,000	0.00		Hist	06/30/2023
BANK OF AMERICA CORP /DE/	837	-105	7,240,000	0.00		Hist	06/30/2023
WealthPLAN Partners, LLC	491	491	4,436,000	0.00		Hist	03/31/2023
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	340	0	2,941,000	0.00		Hist	06/30/2023
Advisor Resource Council	230,031	21,259	2,224,000	0.21		Hist	06/30/2022
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