Nuveen Preferred & Income Securities Fund (JPS) [Rocket]

Ownership

Nuveen Preferred & Income Securities Fund (JPS)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
RIVERNORTH CAPITAL MANAGEMENT, LLC	9,411,228	834,150	60,043,635,000	3.00		Hist	06/30/2023
MORGAN STANLEY	6,270,137	1,821,391	40,003,483,000	0.00		Hist	06/30/2023
UBS Group AG	3,027,232	-148,510	19,313,741,000	0.01		Hist	06/30/2023
Invesco Ltd.	2,703,090	-17,311	17,245,714,000	0.00		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	1,718,410	112,533	10,963,455,000	0.00		Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	1,203,159	121,494	8,181,510,000	0.01		Hist	12/31/2022
Thomas J. Herzfeld Advisors, Inc.	1,171,035	1,171,035	7,471,203,000			Hist	06/30/2023
LPL Financial LLC	1,082,701	-30,793	6,994,249,000	0.01		Hist	03/31/2023
BANK OF AMERICA CORP /DE/	1,000,479	141,482	6,383,053,000	0.00		Hist	06/30/2023
AMERIPRISE FINANCIAL INC	746,150	-91,205	5,665,890,000	0.00		Hist	06/30/2023
GREATMARK INVESTMENT PARTNERS, INC.	660,310	16,514	4,490,109,000	0.82		Hist	12/31/2022
Raymond James Financial Services Advisors, Inc.	421,413	-20,520	2,865,615,000	0.01		Hist	12/31/2022
ADVISOR GROUP HOLDINGS, INC.	443,331	7,650	2,828,523,000			Hist	06/30/2023
AQR Arbitrage LLC	396,220	138,226	2,527,884,000	0.11		Hist	06/30/2023
ENVESTNET ASSET MANAGEMENT INC	394,890	283,491	2,519,400,000	0.00		Hist	06/30/2023
Cerity Partners LLC	386,108	-1,141	2,463,370,000	0.01		Hist	06/30/2023
Moors & Cabot, Inc.	332,783	16,222	2,262,926,000			Hist	12/31/2022
Sowell Financial Services LLC	347,244	167,244	2,229,000,000	0.12		Hist	06/30/2023
ROYAL BANK OF CANADA	326,092	-8,132	2,080,000,000	0.00		Hist	06/30/2023
Shaker Financial Services, LLC	307,060	0	1,996,044,000	0.87		Hist	03/31/2023
Family Management Corp	241,187	-67,559	1,538,773,000	0.34		Hist	06/30/2023
Woodline Partners LP	186,708	80,556	1,191,197,000	0.01		Hist	06/30/2023
Jupiter Wealth Management LLC	184,852	-35,000	1,179,356,000	1.01		Hist	06/30/2023
TRUIST FINANCIAL CORP	158,394	316	1,077,078,000	0.00		Hist	12/31/2022
Geneos Wealth Management Inc.	160,460	-69,843	1,023,735,000	0.05		Hist	06/30/2023
Sea Otter Advisors LLC	149,900	149,900	956,362,000	0.53		Hist	06/30/2023
Cetera Advisor Networks LLC	141,894	-3,727	916,635,000	0.01		Hist	03/31/2023
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	142,832	36,018	911,268,000	0.12		Hist	06/30/2023
FCA CORP /TX	137,340	22,820	876,229,000	0.32		Hist	06/30/2023
Atria Wealth Solutions, Inc.	136,044	-21,216	871,257,000	0.01		Hist	06/30/2023
B. Riley Wealth Advisors, Inc.	126,575	-8,870	812,361,000	0.02		Hist	06/30/2023
Cetera Investment Advisers	123,228	13,799	796,051,000	0.01		Hist	03/31/2023
NewEdge Advisors, LLC	115,692	-14,726	738,117,000	0.01		Hist	06/30/2023
WOLVERINE ASSET MANAGEMENT LLC	112,057	112,057	714,923,000	0.01		Hist	06/30/2023
Palogic Value Management, L.P.	108,884	-10,000	694,680,000	0.33		Hist	06/30/2023
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