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Ault Alliance, Inc. (DPW) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/12/2023 8-K Quarterly results
09/28/2023 8-K Quarterly results
09/28/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
08/21/2023 10-Q Quarterly Report for the period ended June 30, 2023
08/18/2023 8-K Quarterly results
08/16/2023 8-K/A Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Form of Amended and Restated Assignment"
08/15/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "Ault Alliance Announces Settlement of SEC Investigation LAS VEGAS-- – August 15, 2023 – Ault Alliance, Inc. , a diversified holding company today announced that the Company, Executive Chairman Milton C. Ault, and Chief Executive Officer William B. Horne have reached a settlement with the U.S. Securities and Exchange Commission to fully resolve the SEC’ s previously disclosed investigation into certain of the Company’ s public disclosures and its accounting for certain transactions, among other matters. Under terms of the settlement, the Company, Mr. Ault, and Mr. Horne neither admit nor deny the SEC’ s findings, which do not entail intentional misconduct. The Company will pay a civil penalty of $700,000 that was fully accrued in the fourth quarter of 2022; Mr. Ault will pay disgorgement of..."
08/14/2023 NT 10-Q Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB:
08/03/2023 8-K Entry into a Material Definitive Agreement, Bankruptcy or Receivership, Unregistered Sales of Equity Securities, Material Mod...
Docs: "Form of Exchange Note",
"Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language)",
"Form of Assignment",
"Form of Guaranty"
07/26/2023 8-K Quarterly results
07/21/2023 8-K Quarterly results
07/20/2023 8-K Quarterly results
07/13/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
07/13/2023 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "Letter re: Registration Statement on Form S-3",
"AMENDMENT TO AT-THE-MARKET ISSUANCE SALES AGREEMENT DATED JUNE 9, 2023"
07/11/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
07/11/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
06/09/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
06/09/2023 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "Opinion of Olshan Frome Wolosky LLP",
"At-The-Market Issuance Sales Agreement, with Ascendiant Capital Markets, LLC"
05/19/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "Ault Alliance Declares Monthly Cash Dividend of $0.2708333 Per Share of 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock LAS VEGAS-- – May 19, 2023 -- Ault Alliance, Inc. , a diversified holding company , today announced that its Board of Directors has declared a monthly cash dividend of $0.2708333 per share of the Company’ s outstanding 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock. The record date for this dividend is May 31, 2023, and the payment date is June 12, 2023. Link to NYSE quote for the Company’ s 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock: https://www.nyse.com/quote/XASE:AULTpD For more information on Ault Alliance and its subsidiaries, Ault Alliance recommends that stockholders, investors, and any other interested parties ..."
05/19/2023 SC TO-I/A Form SC TO-I/A - Tender offer statement by Issuer: [Amend]
05/18/2023 SC TO-I/A Form SC TO-I/A - Tender offer statement by Issuer: [Amend]
05/17/2023 8-K/A Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "Opinion of Olshan Frome Wolosky LLP"
05/17/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
05/16/2023 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Regulation FD Disclosure, Financial Statements and ...
Docs: "Certificate of Amendment to Certificate of Incorporation filed with the Delaware Secretary of State on May 15, 2023",
"Forward-Looking Statements"
05/15/2023 8-K Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits  Interactive Data
05/15/2023 NT 10-Q Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB:
05/04/2023 SC TO-I/A Form SC TO-I/A - Tender offer statement by Issuer: [Amend]
05/02/2023 8-K Entry into a Material Definitive Agreement, Regulation FD Disclosure, Financial Statements and Exhibits  Inte...
Docs: "NOTICE OF CONVERSION",
"DEFINITIONS",
"AULT ALLIANCE, INC. COMMON STOCK PURCHASE WARRANT _______ __, 2023",
"Ault Alliance Enters into an Agreement for a Financing of up to $40 Million Las Vegas, NV, May 2, 2023 – Ault Alliance, Inc. , a diversified holding company announced today that it has entered into a Securities Purchase Agreement providing for up to $40 million of financing from Ault & Company, Inc., a related party . Pursuant to the Agreement, AAI has agreed to issue and sell to A&C up to $40 million in shares of Series C Convertible Preferred Stock . The Preferred Shares will be senior to all other classes of preferred stock the Company has outstanding, as well as senior to the Company’ s common stock . Each Preferred Share shall have a stated value of $1,000.00 per share and, upon stockholder approval, shall be convertible at the holder’ s option into shares of Common Stock at a convers..."
05/01/2023 SC TO-I/A Form SC TO-I/A - Tender offer statement by Issuer: [Amend]
04/21/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
04/20/2023 SC TO-I/A Form SC TO-I/A - Tender offer statement by Issuer: [Amend]
04/20/2023 8-K Quarterly results
04/17/2023 10-K Annual Report for the period ended December 31, 2022
04/14/2023 10-Q/A Quarterly Report for the period ended September 30, 2022 [amend]
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