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ZAIS Group Holdings, Inc. (ZAIS) Create: Alert

All | News | Filings
Date FiledTypeDescription
06/04/2018 SC 13G/A ROYCE & ASSOCIATES LP reports a 0% stake in ZAIS Group Holdings, Inc.
05/29/2018 15-12B Form 15-12B - Securities registration termination [Section 12(b)]:
05/24/2018 EFFECT Form EFFECT - Notice of Effectiveness:
05/21/2018 SC 13E3/A Form SC 13E3/A - Going private transaction by certain issuers: [Amend]
05/21/2018 SC 13D/A Zugel Christian reports a 49.6% stake in ZAIS GROUP HOLDINGS, INC.
05/21/2018 4/A Zugel Christian (Chief Investmt Officer & Chmn) has filed a Form 4 on ZAIS Group Holdings, Inc.
Txns: Bought 6,500,000 shares @ $4.1, valued at $26.7M
Bought 100,000 shares @ $0.0059, valued at $590
Bought 37,499 shares @ $0.0059, valued at $221.2
Bought 24,999 shares @ $0.0059, valued at $147.5
Granted 3,325,000 options to buy @ $0
Granted 1,050,000 options to buy @ $0
Granted 525,000 options to buy @ $0
Granted 700,000 options to buy @ $0
05/21/2018 4 Z Acquisition LLC (10% Owner) has filed a Form 4 on ZAIS Group Holdings, Inc.
Txns: Bought 6,500,000 shares @ $4.1, valued at $26.7M
05/18/2018 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
05/18/2018 POS AM Form POS AM - Post-Effective amendments for registration statement:
05/18/2018 4 Russo Mark Andrew (General Counsel) has filed a Form 4 on ZAIS Group Holdings, Inc.
Txns: Disposed/sold 20,490 shares @ $4.1, valued at $84k
05/18/2018 4 BURKE JOHN DANIEL (Director) has filed a Form 4 on ZAIS Group Holdings, Inc.
Txns: Disposed/sold 69,652 shares @ $4.1, valued at $285.6k
05/18/2018 4 DeAngelis Denise (See Remarks) has filed a Form 4 on ZAIS Group Holdings, Inc.
Txns: Disposed/sold 40,980 shares @ $4.1, valued at $168k
05/18/2018 4 GUENTHER PAUL B (Director) has filed a Form 4 on ZAIS Group Holdings, Inc.
Txns: Disposed/sold 79,652 shares @ $4.1, valued at $326.6k
05/18/2018 8-K Completion of Acquisition or Disposition of Assets, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Sta...
Docs: "Third Amended and Restated Certificate of Incorporation of ZAIS Group Holdings, Inc.",
"Amended and Restated Bylaws of ZAIS Group Holdings, Inc.",
"ZAIS GROUP HOLDINGS, INC. ANNOUNCES COMPLETION OF GOING PRIVATE TRANSACTION"
05/18/2018 4 Motani Nisha (CFO & Chief Acctg. Ofc.) has filed a Form 4 on ZAIS Group Holdings, Inc.
Txns: Disposed/sold 20,490 shares @ $4.1, valued at $84k
05/18/2018 4 Zinn James (Director) has filed a Form 4 on ZAIS Group Holdings, Inc.
Txns: Disposed/sold 79,652 shares @ $4.1, valued at $326.6k
05/18/2018 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities:
05/17/2018 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "ZAIS GROUP HOLDINGS, INC. ANNOUNCES STOCKHOLDER APPROVAL OF GOING PRIVATE MERGER"
05/14/2018 SC 13G/A SMOF II Investment Manager, LLC reports a 4.9% stake in ZAIS Group Holdings, Inc.
05/14/2018 SC 13G SMOF II Investment Manager, LLC reports a 5.3% stake in ZAIS Group Holdings, Inc.
05/10/2018 10-Q Quarterly Report for the period ended March 31, 2018
05/10/2018 8-K Quarterly results
Docs: "ZAIS Group Holdings, Inc. Reports First Quarter 2018 Results"
05/09/2018 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
05/04/2018 8-K Regulation FD Disclosure
05/03/2018 SC 13D/A d.Quant Special Opportunities Fund, LP reports a 21.2% stake in ZAIS GROUP HOLDINGS, INC.
04/05/2018 8-K Regulation FD Disclosure
04/05/2018 CT ORDER Form CT ORDER - Confidential treatment order:
03/30/2018 SC 13E3/A Form SC 13E3/A - Going private transaction by certain issuers: [Amend]
03/30/2018 DEFM14A Form DEFM14A - Definitive proxy statement relating to merger or acquisition:
03/27/2018 8-K Other Events
03/27/2018 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
03/19/2018 SC 13E3/A Form SC 13E3/A - Going private transaction by certain issuers: [Amend]
03/19/2018 PRER14A Form PRER14A - Preliminary Proxy Soliciting materials:
03/19/2018 10-K Annual Report for the period ended December 31, 2017
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