| Date Filed | Type | Description |
| 10/06/2023 |
SC 13G/A
| UBS Group AG reports a 96.5% stake in PIMCO California Municipal Income Fund III |
| 10/05/2023 |
SC 13G/A
| UBS Group AG reports a 99.7% stake in PIMCO New York Municipal Income Fund III |
| 10/05/2023 |
SC 13G/A
| UBS Group AG reports a 94.8% stake in PIMCO Corporate & Income Opportunity Fund |
| 10/05/2023 |
SC 13G/A
| UBS Group AG reports a 96.7% stake in PIMCO New York Municipal Income Fund II |
| 10/05/2023 |
SC 13G/A
| UBS Group AG reports a 96.3% stake in PIMCO New York Municipal Income Fund |
| 10/04/2023 |
SC 13G/A
| UBS Group AG reports a 99% stake in PIMCO Municipal Income Fund III |
| 10/04/2023 |
SC 13G/A
| UBS Group AG reports a 96.9% stake in Pimco Municipal Income Fund II |
| 10/04/2023 |
SC 13G/A
| UBS Group AG reports a 96.3% stake in Pimco Municipal Income Fund |
| 10/04/2023 |
SC 13G/A
| UBS Group AG reports a 94% stake in PIMCO High Income Fund |
| 10/04/2023 |
SC 13G/A
| UBS Group AG reports a 91.4% stake in PIMCO Income Strategy Fund II |
| 10/03/2023 |
SC 13G/A
| UBS Group AG reports a 87.9% stake in PIMCO Income Strategy Fund |
| 10/03/2023 |
SC 13G/A
| UBS Group AG reports a 91.5% stake in PIMCO Corporate & Income Strategy Fund NYSE:PCN |
| 10/02/2023 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 10/02/2023 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 09/29/2023 |
6-K
| Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]: |
| 08/14/2023 |
6-K
| Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]: |
| 08/11/2023 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
| 08/11/2023 |
6-K
| Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]: |
| 07/17/2023 |
4
| UBS Group AG (10% Owner) has filed a Form 4 on BNY MELLON STRATEGIC MUNICIPALS, INC.|
Txns:
| Disposed of 2,324 shares
@ $0.001, valued at
$2.3 |
|
| 07/17/2023 |
4
| UBS Group AG (10% Owner) has filed a Form 4 on BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.|
Txns:
| Disposed of 1,487 shares
@ $0.001, valued at
$1.5 |
|
| 07/17/2023 |
4
| UBS Group AG (10% Owner) has filed a Form 4 on BNY MELLON MUNICIPAL INCOME, INC.|
Txns:
| Disposed of 825 shares
@ $0.001, valued at
$0.8 |
|
| 07/14/2023 |
SC 13G/A
| UBS Group AG reports a 0% stake in BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC |
| 07/14/2023 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 07/14/2023 |
SC 13G/A
| UBS Group AG reports a 0% stake in BNY MELLON MUNICIPAL INCOME, INC |
| 07/14/2023 |
SC 13G/A
| UBS Group AG reports a 0% stake in BNY MELLON MUNICIPAL INCOME, INC |
| 07/10/2023 |
SC 13G/A
| UBS Group AG reports a 36.8% stake in Abrdn Income Credit Strategies Fund |
| 06/16/2023 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 06/15/2023 |
424B2
| Form 424B2 - Prospectus [Rule 424(b)(2)]: |
| 06/12/2023 |
F-3/A
| Form F-3/A - Registration statement by foreign private issuers: [Amend] |
| 06/12/2023 |
6-K
| Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]: |
| 06/12/2023 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 06/09/2023 |
424B3
| Form 424B3 - Prospectus [Rule 424(b)(3)]: |
| 06/09/2023 |
F-4/A
| Form F-4/A - Registration of securities, foreign private issuers, business combinations: [Amend] |
| 06/08/2023 |
SC 13G/A
| UBS Group AG reports a 16.1% stake in New Providence Acquisition Corp. II |
|