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UBS Group AG (UBS)

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
07/12/2023BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.DSMOther (disposition) 1.5k$0.00$1.5By subsidiary07/12/2023
07/12/2023BNY MELLON STRATEGIC MUNICIPALS, INC.LEOOther (disposition) 2.3k$0.00$2.3By subsidiary07/12/2023
07/12/2023BNY MELLON MUNICIPAL INCOME, INC.DMFOther (disposition) 825$0.00$0.8By subsidiary07/12/2023
02/24/2023WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMUPurchase 397$25,000.00$9.9MBy subsidiary02/24/2023
02/24/2023WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMUPurchase 234$25,008.57$5.9MBy subsidiary02/24/2023
02/24/2023WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMUPurchase 180$25,004.28$4.5MBy subsidiary02/24/2023
11/03/2022Virtus Convertible & Income Fund IINCZOther (disposition) 5.6k$0.00$0By subsidiary11/03/2022
11/03/2022Virtus Convertible & Income FundNCVOther (disposition) 8.1k$0.00$0By subsidiary11/03/2022
02/05/2021Virtus Convertible & Income FundNCVPurchaseCommon Shares159$5.87$933.3By subsidiary02/05/2021
02/05/2021Virtus Convertible & Income FundNCVPurchaseCommon Shares241$5.88$1.4kBy subsidiary02/05/2021
02/05/2021Virtus Convertible & Income FundNCVPurchaseCommon Shares50$5.88$294By subsidiary02/05/2021
03/25/2020EATON VANCE SENIOR FLOATING RATE TRUSTEFRSaleCommon Stock501$8.93$4.5kBy subsidiary03/25/2020
03/25/2020EATON VANCE LTD DURATION INCOME FUNDEVVSaleCommon Stock615$9.64$5.9kBy subsidiary03/25/2020
03/24/2020EATON VANCE LTD DURATION INCOME FUNDEVVSaleCommon Stock217.3k$8.86$1.9MBy subsidiary03/24/2020
03/24/2020EATON VANCE SENIOR FLOATING RATE TRUSTEFRSaleCommon Stock206.1k$8.37$1.7MBy subsidiary03/24/2020
03/23/2020EATON VANCE LTD DURATION INCOME FUNDEVVSaleCommon Stock257.9k$8.34$2.2MBy subsidiary -03/23/2020
03/23/2020EATON VANCE SENIOR FLOATING RATE TRUSTEFRSaleCommon Stock304.5k$7.99$2.4MBy subsidiary03/23/2020
03/20/2020EATON VANCE SENIOR FLOATING RATE TRUSTEFRSaleCommon Stock506.8k$8.56$4.3MBy subsidiary03/20/2020
03/20/2020EATON VANCE LTD DURATION INCOME FUNDEVVSaleCommon Stock418.3k$9.01$3.8MBy subsidiary03/20/2020
03/19/2020EATON VANCE SENIOR FLOATING RATE TRUSTEFRSaleCommon Stock92k$8.13$748.2kBy subsidiary03/19/2020
03/19/2020EATON VANCE LTD DURATION INCOME FUNDEVVSaleCommon Stock143.5k$8.04$1.2MBy subsidiary -03/18/2020
03/18/2020EATON VANCE LTD DURATION INCOME FUNDEVVSaleCommon Stock452.2k$8.20$3.7MBy subsidiary -03/18/2020
03/18/2020EATON VANCE SENIOR FLOATING RATE TRUSTEFRSaleCommon Stock304.6k$8.24$2.5MBy subsidiary03/18/2020
01/06/2020EATON VANCE SENIOR FLOATING RATE TRUSTEFRPurchaseCommon Stock347.3k$13.55$4.7MBy subsidiary -01/06/2020
01/06/2020EATON VANCE LTD DURATION INCOME FUNDEVVPurchaseCommon Stock10.4k$13.28$137.5kBy subsidiary -01/06/2020
01/03/2020EATON VANCE SENIOR FLOATING RATE TRUSTEFRPurchaseCommon Stock347.5k$13.55$4.7MBy subsidiary01/03/2020
01/03/2020EATON VANCE LTD DURATION INCOME FUNDEVVPurchaseCommon Stock9.3k$13.31$124.4kBy subsidiary -01/03/2020
01/02/2020EATON VANCE SENIOR FLOATING RATE TRUSTEFRPurchaseCommon Stock351.9k$13.56$4.8MBy subsidiary -01/02/2020
01/02/2020EATON VANCE LTD DURATION INCOME FUNDEVVPurchaseCommon Stock25.4k$13.28$337.8kBy subsidiary -01/02/2020
12/30/2019EATON VANCE LTD DURATION INCOME FUNDEVVPurchaseCommon Stock101.4k$13.20$1.3MBy subsidiary12/30/2019
12/30/2019EATON VANCE SENIOR FLOATING RATE TRUSTEFRPurchaseCommon Stock26.1k$13.60$354.5kBy subsidiary -12/30/2019
06/17/2019Virtus Convertible & Income FundNCVSaleCumulative Preferred Shares Series A29$25.20$730.8By subsidiary06/17/2019
06/17/2019Virtus Convertible & Income Fund IINCZSaleCumulative Preferred Shares Series A33$24.88$821By subsidiary06/17/2019
05/21/2019ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDAKPOther (disposition) 351$0.00$0By subsidiary05/21/2019
01/07/2019EATON VANCE SENIOR FLOATING RATE TRUSTEFRPurchaseCommon Stock2.5k$13.03$32.8kBy subsidiary -01/07/2019
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