| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 02/17/2022 | GABELLI DIVIDEND & INCOME TRUST | GDV | Purchase | Common Shares, Par Value $0.001 | 150 | $24.60 | $3.7k | | 02/17/2022 |
| 02/17/2022 | GDL FUND | GDL | Purchase | Common Shares, Par Value $0.001 | 150 | $8.67 | $1.3k | | 02/17/2022 |
| 02/17/2022 | GABELLI EQUITY TRUST INC | GAB | Purchase | Common Stock, Par Value $0.001 | 150 | $6.95 | $1k | | 02/17/2022 |
| 02/17/2022 | GAMCO Global Gold, Natural Resources & Income Trust | GGN | Purchase | Common Shares, Par Value $0.001 | 150 | $3.83 | $574.5 | | 02/17/2022 |
| 02/17/2022 | GAMCO Natural Resources, Gold & Income Trust | GNT | Purchase | Common Shares, Par Value $0.001 | 150 | $5.37 | $805.4 | | 02/17/2022 |
| 02/17/2022 | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | GCV | Purchase | Common Stock, Par Value $0.001 | 150 | $6.08 | $911.8 | | 02/17/2022 |
| 02/17/2022 | Gabelli Global Small & Mid Cap Value Trust | GGZ | Purchase | Common Shares, Par Value $0.001 | 150 | $14.49 | $2.2k | | 02/17/2022 |
| 02/17/2022 | Gabelli Healthcare & WellnessRx Trust | GRX | Purchase | Common Shares, Par Value $0.001 | 150 | $12.75 | $1.9k | | 02/17/2022 |
| 02/17/2022 | BANCROFT FUND LTD | BCV | Purchase | Common Shares | 150 | $23.00 | $3.4k | | 02/17/2022 |
| 03/05/2020 | GAMCO INVESTORS, INC. ET AL | GBL | Grant | Class A Common Stock | 4k | $0.00 | $0 | | 03/05/2020 |
| 09/25/2019 | Gabelli Go Anywhere Trust | GGO | Other (disposition) | Series A Cumulative Puttable and Callable Preferred Shares | 515 | $40.00 | $20.6k | | 09/25/2019 |
| 07/01/2019 | GAMCO INVESTORS, INC. ET AL | GBL | Grant | Class A Common Stock | 6k | $0.00 | $0 | | 07/01/2019 |
| 08/07/2018 | GAMCO INVESTORS, INC. ET AL | GBL | Grant | Class A Common Stock | 6k | $0.00 | $0 | | 08/07/2018 |
| 04/04/2018 | GAMCO INVESTORS, INC. ET AL | GBL | Grant | Class A Common Stock | 4k | $0.00 | $0 | | 04/04/2018 |
| 01/12/2018 | GAMCO INVESTORS, INC. ET AL | GBL | Payment of Exercise | Class A Common Stock | 5.8k | $29.94 | $174.4k | | 01/12/2018 |
| 08/07/2017 | GAMCO INVESTORS, INC. ET AL | GBL | Payment of Exercise | Class A Common Stock | 782 | $29.77 | $23.3k | | 08/07/2017 |
| 09/06/2016 | Gabelli Go Anywhere Trust | GGO | Purchase | Series A Cumulative Puttable and Callable Preferred Shares | 515 | $40.00 | $20.6k | | 09/06/2016 |
| 09/06/2016 | Gabelli Go Anywhere Trust | GGO | Purchase | Common Shares | 1.5k | $19.00 | $29.4k | | 09/06/2016 |
| 12/23/2014 | GAMCO INVESTORS, INC. ET AL | GBL | Grant | Class A Common Stock | 2.5k | $0.00 | $0 | | 12/23/2014 |
| 09/15/2014 | GAMCO INVESTORS, INC. ET AL | GBL | Grant | Class A Common Stock | 4k | $0.00 | $0 | | 09/15/2014 |
| 02/09/2010 | GAMCO INVESTORS, INC. ET AL | GBL | Grant | Class A Common Stock | 3k | $0.00 | $0 | | 02/09/2010 |