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Neuberger Berman High Yield Strategies Fund Inc. (NHS)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
07/03/2023TANK BRADLEY Exercise (in-the-money or at-the-money)Common Stock67.5k$7.42$500.6k 07/03/2023
07/03/2023TANK BRADLEY Exercise (in-the-money or at-the-money)Common Stock46.1k$7.42$342.4kBy Indian Hill II LLC07/03/2023
07/03/2023TANK BRADLEY Exercise (in-the-money or at-the-money)Common Stock6k$7.42$44.7kBy Brad C Tank 1999 Trust07/03/2023
07/03/2023TANK BRADLEY Exercise (in-the-money or at-the-money)Oversubscription Privilege (contingent right to buy)67.5k$0.00$0 07/03/2023
07/03/2023TANK BRADLEY Exercise (in-the-money or at-the-money)Oversubscription Privilege (contingent right to buy)46.1k$0.00$0By Indian Hill II LLC07/03/2023
07/03/2023TANK BRADLEY Exercise (in-the-money or at-the-money)Oversubscription Privilege (contingent right to buy)6k$0.00$0By Brad C Tank 1999 Trust07/03/2023
07/03/2023Lind Joseph Exercise (in-the-money or at-the-money)Common Stock5.8k$7.42$43.3k 07/03/2023
07/03/2023Lind Joseph Exercise (in-the-money or at-the-money)Oversubscription Privilege (contingent right to buy)5.8k$0.00$0 07/03/2023
06/07/2022Lind Joseph PurchaseCommon Stock5k$9.14$45.7k 06/06/2022
06/06/2022Lind Joseph PurchaseCommon Stock5k$9.25$46.2k 06/06/2022
06/03/2022MetLife Investment Management, LLC10% OwnerPurchaseFloating Rate Senior Note, Series B Note, Due Sep. 18, 202326.5M$26,500,000.00$702250000MSee Footnotes06/03/2022
05/17/2022Lind Joseph Exercise (in-the-money or at-the-money)Common Stock5k$8.60$43k 05/17/2022
05/17/2022Lind Joseph Exercise (in-the-money or at-the-money) 10k$0.00$0 05/17/2022
05/17/2022MORRISS GEORGE WDirectorExercise (in-the-money or at-the-money) 5.3k$0.00$0 05/17/2022
05/17/2022MORRISS GEORGE WDirectorExercise (in-the-money or at-the-money)Common Stock3.8k$8.60$32.4k 05/17/2022
05/17/2022TANK BRADLEY Exercise (in-the-money or at-the-money) 6.8k$0.00$0By Brad C Tank 1999 Trust05/17/2022
05/17/2022TANK BRADLEY Exercise (in-the-money or at-the-money) 51.9k$0.00$0By Indian Hill II LLC05/17/2022
05/17/2022TANK BRADLEY Exercise (in-the-money or at-the-money) 75.9k$0.00$0 05/17/2022
05/17/2022TANK BRADLEY Exercise (in-the-money or at-the-money)Common Stock2.3k$8.60$19.4kBy Brad C Tank 1999 Trust05/17/2022
05/17/2022TANK BRADLEY Exercise (in-the-money or at-the-money)Common Stock17.3k$8.60$148.8kBy Indian Hill II LLC05/17/2022
05/17/2022TANK BRADLEY Exercise (in-the-money or at-the-money)Common Stock25.3k$8.60$217.6k 05/17/2022
12/14/2020Saba Capital Management, L.P.10% OwnerDispositionCommon Stock3.6M$12.03$43M-12/14/2020
12/14/2020MetLife Investment Management, LLC10% OwnerOther (disposition)Floating Rate Senior Note, Series A Note, Due Sep. 18, 20232.8M$2,802,902.78$7833084.6MSee Footnotes12/14/2020
12/14/2020MetLife Investment Management, LLC10% OwnerOther (disposition)Floating Rate Senior Note, Series A Note, Due Sep. 18, 20233.1M$3,092,858.28$9537549.1MSee Footnotes12/14/2020
12/14/2020MetLife Investment Management, LLC10% OwnerOther (disposition)Floating Rate Senior Note, Series A Note, Due Sep. 18, 20234.6M$4,635,310.19$21422707.2MSee Footnotes12/14/2020
12/14/2020MetLife Investment Management, LLC10% OwnerOther (disposition)Series C Mandatory Redeemable Preferred Shares992k$12,431,997.43$12332541.5MSee Footnotes12/14/2020
12/14/2020MetLife Investment Management, LLC10% OwnerOther (disposition)Series C Mandatory Redeemable Preferred Shares192k$2,406,193.05$461989.1MSee Footnotes12/14/2020
12/14/2020MetLife Investment Management, LLC10% OwnerOther (disposition)Series C Mandatory Redeemable Preferred Shares336k$4,210,837.84$1414841.5MSee Footnotes12/14/2020
12/11/2020Saba Capital Management, L.P.10% OwnerSaleCommon Stock100k$11.85$1.2M-12/11/2020
08/04/2020MetLife Investment Management, LLC10% OwnerOther (disposition)Floating Rate Senior Note, Series A Note, Due Sep. 18, 202316M$15,992,744.26$255393458.7MSee Footnotes08/04/2020
08/04/2020MetLife Investment Management, LLC10% OwnerOther (disposition)Floating Rate Senior Note, Series A Note, Due Sep. 18, 202317.6M$17,647,166.12$310966590.7MSee Footnotes08/04/2020
08/04/2020MetLife Investment Management, LLC10% OwnerOther (disposition)Floating Rate Senior Note, Series A Note, Due Sep. 18, 202326.4M$26,448,050.45$698475398MSee Footnotes08/04/2020
08/04/2020MetLife Investment Management, LLC10% OwnerOther (disposition)Series B Mandatory Redeemable Preferred Shares1.4k$35,092,143.82$49129MSee Footnotes08/04/2020
08/04/2020MetLife Investment Management, LLC10% OwnerPurchaseSeries C Mandatory Redeemable Preferred Shares5M$12.50$62MSee Footnotes08/04/2020
08/04/2020MetLife Investment Management, LLC10% OwnerPurchaseSeries C Mandatory Redeemable Preferred Shares960k$12.50$12MSee Footnotes08/04/2020
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