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TANK BRADLEY
Date
Name
Symbol
Type
Security
Shares
Price
Value
Ownership
Reported
07/03/2023
Neuberger Berman High Yield Strategies Fund Inc.
NHS
Exercise (in-the-money or at-the-money)
Common Stock
67.5k
$7.42
$500.6k
07/03/2023
07/03/2023
Neuberger Berman High Yield Strategies Fund Inc.
NHS
Exercise (in-the-money or at-the-money)
Common Stock
46.1k
$7.42
$342.4k
By Indian Hill II LLC
07/03/2023
07/03/2023
Neuberger Berman High Yield Strategies Fund Inc.
NHS
Exercise (in-the-money or at-the-money)
Common Stock
6k
$7.42
$44.7k
By Brad C Tank 1999 Trust
07/03/2023
07/03/2023
Neuberger Berman High Yield Strategies Fund Inc.
NHS
Exercise (in-the-money or at-the-money)
Oversubscription Privilege (contingent right to buy)
67.5k
$0.00
$0
07/03/2023
07/03/2023
Neuberger Berman High Yield Strategies Fund Inc.
NHS
Exercise (in-the-money or at-the-money)
Oversubscription Privilege (contingent right to buy)
46.1k
$0.00
$0
By Indian Hill II LLC
07/03/2023
07/03/2023
Neuberger Berman High Yield Strategies Fund Inc.
NHS
Exercise (in-the-money or at-the-money)
Oversubscription Privilege (contingent right to buy)
6k
$0.00
$0
By Brad C Tank 1999 Trust
07/03/2023
05/17/2022
Neuberger Berman High Yield Strategies Fund Inc.
NHS
Exercise (in-the-money or at-the-money)
Common Stock
25.3k
$8.60
$217.6k
05/17/2022
05/17/2022
Neuberger Berman High Yield Strategies Fund Inc.
NHS
Exercise (in-the-money or at-the-money)
Common Stock
17.3k
$8.60
$148.8k
By Indian Hill II LLC
05/17/2022
05/17/2022
Neuberger Berman High Yield Strategies Fund Inc.
NHS
Exercise (in-the-money or at-the-money)
Common Stock
2.3k
$8.60
$19.4k
By Brad C Tank 1999 Trust
05/17/2022
05/17/2022
Neuberger Berman High Yield Strategies Fund Inc.
NHS
Exercise (in-the-money or at-the-money)
75.9k
$0.00
$0
05/17/2022
05/17/2022
Neuberger Berman High Yield Strategies Fund Inc.
NHS
Exercise (in-the-money or at-the-money)
51.9k
$0.00
$0
By Indian Hill II LLC
05/17/2022
05/17/2022
Neuberger Berman High Yield Strategies Fund Inc.
NHS
Exercise (in-the-money or at-the-money)
6.8k
$0.00
$0
By Brad C Tank 1999 Trust
05/17/2022
11/08/2021
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
NBO
Sale
Common Stock
1.3k
$12.80
$16.7k
Bradley C Tank 1999 Trust
11/05/2021
11/08/2021
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
NBO
Sale
Common Stock
725
$12.80
$9.3k
Madeline M Tank 1995 Trust
11/05/2021
11/08/2021
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
NBO
Sale
Common Stock
750
$12.80
$9.6k
Nicholas S Tank 1995 Trust
11/05/2021
11/05/2021
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
NBW
Sale
Common Stock
159
$14.00
$2.2k
Bradley C Tank 1999 Trust
11/05/2021
11/05/2021
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
NBW
Sale
Common Stock
125
$14.00
$1.8k
Madeline M Tank 1995 Trust
11/05/2021
11/05/2021
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
NBW
Sale
Common Stock
150
$14.00
$2.1k
Nicholas S Tank 1995 Trust
11/05/2021
11/05/2021
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
NBO
Sale
Common Stock
890
$12.80
$11.4k
Bradley C Tank 1999 Trust
11/05/2021
11/05/2021
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
NBO
Sale
Common Stock
425
$12.80
$5.4k
Madeline M Tank 1995 Trust
11/05/2021
11/05/2021
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
NBO
Sale
Common Stock
500
$12.80
$6.4k
Nicholas S Tank 1995 Trust
11/05/2021
11/02/2021
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
NBW
Sale
Common Stock
78
$14.00
$1.1k
Bradley C Tank 1999 Trust
11/01/2021
11/02/2021
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
NBW
Sale
Common Stock
50
$14.00
$700
Madeline M Tank 1995 Trust
11/01/2021
11/01/2021
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
NBW
Sale
Common Stock
175
$14.00
$2.4k
Bradley C Tank 1999 Trust
11/01/2021
11/01/2021
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
NBW
Sale
Common Stock
125
$14.00
$1.8k
Madeline M Tank 1995 Trust
11/01/2021
11/01/2021
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
NBW
Sale
Common Stock
100
$14.00
$1.4k
Nicholas S Tank 1995 Trust
11/01/2021
10/22/2021
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
NBO
Sale
Common Stock
212
$12.80
$2.7k
Bradley C Tank 1999 Trust
10/22/2021
10/22/2021
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
NBO
Sale
Common Stock
100
$12.80
$1.3k
Madeline M Tank 1995 Trust
10/22/2021
10/20/2021
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
NBW
Sale
Common Stock
196
$14.00
$2.7k
Bradley C Tank 1999 Trust
10/19/2021
10/20/2021
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
NBW
Sale
Common Stock
100
$14.00
$1.4k
Madeline M Tank 1995 Trust
10/19/2021
10/20/2021
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
NBW
Sale
Common Stock
150
$14.00
$2.1k
Nicholas S Tank 1995 Trust
10/19/2021
10/19/2021
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
NBW
Sale
Common Stock
131
$14.00
$1.8k
Bradley C Tank 1999 Trust
10/19/2021
10/19/2021
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
NBW
Sale
Common Stock
50
$14.00
$700
Madeline M Tank 1995 Trust
10/19/2021
10/19/2021
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
NBW
Sale
Common Stock
100
$14.00
$1.4k
Nicholas S Tank 1995 Trust
10/19/2021
10/18/2021
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
NBW
Sale
Common Stock
2.1k
$14.02
$29.1k
Bradley C Tank 1999 Trust
10/14/2021
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