Date | Name | Title | Type | Security | Shares | Price | Value | Ownership | Reported |
11/13/2017 | ADVENT CAPITAL MANAGEMENT /DE/ | | Sale | Common Stock | 10k | $6.02 | $60.2k | | 11/13/2017 |
11/13/2017 | MAITLAND TRACY V | Chairman, President & CEO | Sale | Common Stock | 10k | $6.02 | $60.2k | By Advent Capital Management, LLC. See Footnotes. | 11/13/2017 |
09/27/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 113.5k | $6.15 | $698.1k | See notes | 09/26/2017 |
09/26/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 90.9k | $6.11 | $555.5k | See notes | 09/26/2017 |
09/25/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 40k | $6.08 | $243.2k | See notes | 09/22/2017 |
09/22/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 17.4k | $6.10 | $106.1k | See notes | 09/22/2017 |
09/21/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 9.7k | $6.08 | $58.8k | See notes | 09/20/2017 |
09/20/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 23.7k | $6.08 | $144.1k | See notes | 09/20/2017 |
09/18/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 36.2k | $6.08 | $219.9k | See notes | 09/18/2017 |
09/15/2017 | MAITLAND TRACY V | Chairman, President & CEO | Sale | Common Stock | 74.4k | $6.01 | $446.9k | By Advent Capital Management, LLC. See Footnotes. | 09/13/2017 |
09/14/2017 | MAITLAND TRACY V | Chairman, President & CEO | Sale | Common Stock | 150k | $6.02 | $903.5k | By Advent Capital Management, LLC. See Footnotes. | 09/13/2017 |
09/14/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 43.9k | $6.02 | $264.1k | See notes | 09/13/2017 |
09/13/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 11.7k | $6.10 | $71.1k | See notes | 09/13/2017 |
09/13/2017 | MAITLAND TRACY V | Chairman, President & CEO | Sale | Common Stock | 88.5k | $6.11 | $540.3k | By Advent Capital Management, LLC. See Footnotes. | 09/13/2017 |
09/13/2017 | MAITLAND TRACY V | Chairman, President & CEO | Sale | Common Stock | 156.2k | $6.49 | $1M | By Advent Capital Management, LLC. See Footnotes. | 09/13/2017 |
09/08/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 51.1k | $6.11 | $312.2k | See notes | 09/07/2017 |
09/07/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 5.5k | $6.18 | $34k | See notes | 09/07/2017 |
09/06/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 119.2k | $6.21 | $740.1k | See notes | 09/05/2017 |
09/05/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 9.9k | $6.23 | $61.7k | See notes | 09/05/2017 |
09/01/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 27.3k | $6.22 | $169.8k | See notes | 08/30/2017 |
08/31/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 10k | $6.19 | $61.9k | See notes | 08/30/2017 |
08/30/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 56.2k | $6.16 | $346k | See notes | 08/30/2017 |
08/29/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 7.6k | $6.14 | $46.9k | See notes | 08/28/2017 |
08/28/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 7.3k | $6.16 | $45k | See notes | 08/28/2017 |
08/25/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 2.9k | $6.15 | $17.8k | See notes | 08/25/2017 |
08/23/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 699 | $6.18 | $4.3k | See notes | 08/22/2017 |
08/23/2017 | Huang Tony | V.P. & Assistant Secretary | Sale | Common Stock | 8k | $6.15 | $49.2k | | 08/23/2017 |
08/22/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 2.3k | $6.17 | $14.2k | See notes | 08/22/2017 |
08/21/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 600 | $6.19 | $3.7k | See notes | 08/21/2017 |
08/11/2017 | MAITLAND TRACY V | Chairman, President & CEO | Sale | Common Stock | 25k | $6.02 | $150.5k | By Advent Capital Management, LLC. See Footnotes. | 08/10/2017 |
08/10/2017 | MAITLAND TRACY V | Chairman, President & CEO | Sale | Common Stock | 50k | $6.14 | $306.8k | By Advent Capital Management, LLC. See Footnotes. | 08/10/2017 |
08/09/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 1.4k | $6.28 | $9k | See notes | 08/08/2017 |
08/08/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 63.5k | $6.32 | $401.5k | See notes | 08/08/2017 |
08/07/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 7k | $6.35 | $44.4k | See notes | 08/04/2017 |
08/04/2017 | Saba Capital Management, L.P. | 10% Owner | Sale | Common Stock | 13.6k | $6.34 | $86.3k | See notes | 08/04/2017 |
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