Huang Tony [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
09/05/2018	ADVENT CONVERTIBLE & INCOME FUND	AVK	Purchase	Common Stock	2.1k	$15.66	$32.4k	09/05/2018
08/27/2018	ADVENT CONVERTIBLE & INCOME FUND	AVK	Other (acquisition)	Common Stock	726.0552	$0.36	$263.6	08/27/2018
08/27/2018	ADVENT CONVERTIBLE & INCOME FUND	AVK	Other (acquisition)	Common Stock	4.2k	$0.50	$2.1k	08/27/2018
08/23/2017	Advent Claymore Convertible Securities & Income Fund II	AGC	Sale	Common Stock	8k	$6.15	$49.2k	08/23/2017
08/21/2017	ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND	LCM	Purchase	Common Stock	3.5k	$8.24	$28.8k	08/21/2017