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PENNYMAC FINANCIAL SERVICES, INC. (PFSI)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
11/01/2018BlackRock Inc.10% OwnerConversionCommon stock13.8M$0.00$0See footnote11/01/2018
11/01/2018BlackRock Inc.10% OwnerConversionClass A Units of Private National Mortgage Acceptance Compan13.8M$0.00$0See footnote11/01/2018
10/23/2018MCCALLION ANNEChief Enterprise Ops OfficerSaleClass A Common Stock5k$19.44$97.2kThe McCallion Family Trust dated 12/21/9810/23/2018
10/23/2018MCCALLION ANNEChief Enterprise Ops OfficerExerciseCl A Units of Private Nat'l Mortgage Acceptance Company, LLC5k$0.00$0The McCallion Family Trust dated 12/21/9810/23/2018
10/11/2018MCCALLION ANNEChief Enterprise Ops OfficerSaleClass A Common Stock5k$19.37$96.8kThe McCallion Family Trust dated 12/21/9810/11/2018
10/11/2018MCCALLION ANNEChief Enterprise Ops OfficerExerciseCl A Units of Private Nat'l Mortgage Acceptance Company, LLC5k$0.00$0The McCallion Family Trust dated 12/21/9810/11/2018
09/25/2018MCCALLION ANNEChief Enterprise Ops OfficerSaleClass A Common Stock5k$20.88$104.4kThe McCallion Family Trust dated 12/21/9809/25/2018
09/25/2018MCCALLION ANNEChief Enterprise Ops OfficerExerciseCl A Units of Private Nat'l Mortgage Acceptance Company, LLC5k$0.00$0The McCallion Family Trust dated 12/21/9809/25/2018
09/12/2018MCCALLION ANNEChief Enterprise Ops OfficerSaleClass A Common Stock5k$21.68$108.4kThe McCallion Family Trust dated 12/21/9809/12/2018
09/12/2018MCCALLION ANNEChief Enterprise Ops OfficerExerciseCl A Units of Private Nat'l Mortgage Acceptance Company, LLC5k$0.00$0The McCallion Family Trust dated 12/21/9809/12/2018
08/28/2018MCCALLION ANNEChief Enterprise Ops OfficerSaleClass A Common Stock5k$21.00$105kThe McCallion Family Trust dated 12/21/9808/28/2018
08/28/2018MCCALLION ANNEChief Enterprise Ops OfficerExerciseCl A Units of Private Nat'l Mortgage Acceptance Company, LLC5k$0.00$0The McCallion Family Trust dated 12/21/9808/28/2018
08/16/2018MCCALLION ANNEChief Enterprise Ops OfficerSaleClass A Common Stock5k$21.22$106.1kThe McCallion Family Trust dated 12/21/9808/16/2018
08/16/2018MCCALLION ANNEChief Enterprise Ops OfficerExerciseCl A Units of Private Nat'l Mortgage Acceptance Company, LLC5k$0.00$0The McCallion Family Trust dated 12/21/9808/16/2018
08/14/2018Botein MatthewDirectorSaleClass A Common Stock10k$21.12$211.2k 08/14/2018
08/14/2018Botein MatthewDirectorExerciseCl A Units of Private Nat'l Mortgage Acceptance Company, LLC10k$0.00$0 08/14/2018
08/07/2018Botein MatthewDirectorSaleClass A Common Stock10k$21.17$211.7k 08/07/2018
08/07/2018Botein MatthewDirectorExerciseCl A Units of Private Nat'l Mortgage Acceptance Company, LLC10k$0.00$0 08/07/2018
08/07/2018Hunt James KDirectorGrantClass A Common Stock1.9k$19.30$36kHunt Living Trust 199408/07/2018
08/07/2018NANJI FARHADDirectorGrantClass A Common Stock1.3k$19.30$25.3k 08/07/2018
08/07/2018MAZZELLA JOSEPH FDirectorGrantClass A Common Stock1.2k$19.30$23.5k 08/07/2018
07/31/2018Botein MatthewDirectorSaleClass A Common Stock10k$19.11$191.1k 07/31/2018
07/31/2018Botein MatthewDirectorExerciseCl A Units of Private Nat'l Mortgage Acceptance Company, LLC10k$0.00$0 07/31/2018
07/31/2018Walker David MChief Risk OfficerSaleClass A Common Stock5k$19.11$95.6kThe Walker Trust 2002 Dated February 13, 2002, As Amended07/30/2018
07/31/2018Walker David MChief Risk OfficerExerciseCl A Units of Private Nat'l Mortgage Acceptance Company, LLC5k$0.00$0The Walker Trust 2002 Dated February 13, 2002, As Amended07/30/2018
07/30/2018Walker David MChief Risk OfficerExerciseCl A Units of Private Nat'l Mortgage Acceptance Company, LLC5k$0.00$0The Walker Trust 2002 Dated February 13, 2002, As Amended07/30/2018
07/30/2018Walker David MChief Risk OfficerSaleClass A Common Stock5k$19.28$96.4kThe Walker Trust 2002 Dated February 13, 2002, As Amended07/30/2018
07/30/2018MCCALLION ANNEChief Enterprise Ops OfficerSaleClass A Common Stock5k$19.26$96.3kThe McCallion Family Trust dated 12/21/9807/30/2018
07/30/2018MCCALLION ANNEChief Enterprise Ops OfficerExerciseCl A Units of Private Nat'l Mortgage Acceptance Company, LLC5k$0.00$0The McCallion Family Trust dated 12/21/9807/30/2018
07/24/2018Botein MatthewDirectorSaleClass A Common Stock10k$19.64$196.4k 07/24/2018
07/24/2018Botein MatthewDirectorExerciseCl A Units of Private Nat'l Mortgage Acceptance Company, LLC10k$0.00$0 07/24/2018
07/18/2018MCCALLION ANNEChief Enterprise Ops OfficerSaleClass A Common Stock5k$19.60$98kThe McCallion Family Trust dated 12/21/9807/18/2018
07/18/2018MCCALLION ANNEChief Enterprise Ops OfficerExerciseCl A Units of Private Nat'l Mortgage Acceptance Company, LLC5k$0.00$0The McCallion Family Trust dated 12/21/9807/18/2018
07/17/2018Walker David MChief Risk OfficerSaleClass A Common Stock5k$19.36$96.8kThe Walker Trust 2002 Dated February 13, 2002, As Amended07/16/2018
07/17/2018Walker David MChief Risk OfficerExerciseCl A Units of Private Nat'l Mortgage Acceptance Company, LLC5k$0.00$0The Walker Trust 2002 Dated February 13, 2002, As Amended07/16/2018
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