BlackRock Inc. (BLK) [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
02/11/2020	PennyMac Financial Services, Inc.	PFSI	Gift	Common Stock	15.6M	$0.00	$0	See Footnote	02/11/2020
11/01/2018	PennyMac Financial Services, Inc.	PFSI	Conversion	Common stock	13.8M	$0.00	$0	See footnote	11/01/2018
11/01/2018	PennyMac Financial Services, Inc.	PFSI	Conversion	Class A Units of Private National Mortgage Acceptance Compan	13.8M	$0.00	$0	See footnote	11/01/2018
11/01/2018	PENNYMAC FINANCIAL SERVICES, INC.	PFSI	Conversion	Class A Units of Private National Mortgage Acceptance Compan	13.8M	$0.00	$0	See footnote	11/01/2018
11/01/2018	PENNYMAC FINANCIAL SERVICES, INC.	PFSI	Conversion	Common stock	13.8M	$0.00	$0	See footnote	11/01/2018
06/05/2013	NORTHEAST BANCORP /ME/	NBN	Sale	Voting Common Stock	56k	$9.50	$531.5k	See Footnote	06/05/2013
02/07/2013	NORTHEAST BANCORP /ME/	NBN	Sale	Non-Voting Common Stock	35.1k	$9.00	$316k	See Footnote	02/07/2013
02/07/2013	NORTHEAST BANCORP /ME/	NBN	Sale	Voting Common Stock	58.9k	$9.00	$530k	See Footnote	02/07/2013
03/24/2011	NORTHEAST BANCORP /ME/	NBN	Disposition	Common Stock	40.5k	$14.52	$588.1k	See Footnotes	03/24/2011
03/24/2011	NORTHEAST BANCORP /ME/	NBN	Exercise	Stock Appreciation Right	40.5k	$13.93	$564.2k	See Footnotes	03/24/2011
03/24/2011	NORTHEAST BANCORP /ME/	NBN	Disposition	Stock Appreciation Right	40.5k	$13.93	$564.2k	See Footnotes	03/24/2011
03/24/2011	NORTHEAST BANCORP /ME/	NBN	Grant	Stock Option (Right to Buy)	40.5k	$14.52	$588.1k	See Footnotes	03/24/2011
03/24/2011	NORTHEAST BANCORP /ME/	NBN	Grant	Stock Option (Right to Buy)	40.5k	$14.52	$588.1k	See Footnotes	03/24/2011
03/24/2011	NORTHEAST BANCORP /ME/	NBN	Grant	Stock Appreciation Right	40.5k	$0.00	$0	See Footnotes	03/24/2011
12/29/2010	NORTHEAST BANCORP /ME/	NBN	Grant	Stock Appreciation Right	40.5k	$13.93	$564.2k	See Footnotes	12/29/2010
12/29/2010	NORTHEAST BANCORP /ME/	NBN	Grant	Stock Appreciation Right	40.5k	$13.93	$564.2k	See Footnotes	12/29/2010