| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 06/28/2023 | Oncternal Therapeutics, Inc. | GTXI | Grant | Stock Options | 25k | $0.36 | $8.9k | | 06/28/2023 |
| 05/23/2023 | 4D Molecular Therapeutics, Inc. | FDMT | Grant | Stock Option (Right to Buy) | 22.5k | $17.98 | $404.6k | | 05/23/2023 |
| 03/01/2023 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 4.8k | $1.52 | $7.3k | | 02/28/2023 |
| 02/28/2023 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 200 | $1.52 | $304 | | 02/28/2023 |
| 02/01/2023 | Tracon Pharmaceuticals, Inc. | TCON | Grant | Employee Stock Option (Right to Buy) | 332k | $1.70 | $564.4k | | 02/01/2023 |
| 01/18/2023 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 6.8k | $1.62 | $11k | | 01/18/2023 |
| 12/14/2022 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 23k | $1.29 | $29.8k | | 12/14/2022 |
| 11/18/2022 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 13.9k | $1.41 | $19.6k | | 11/18/2022 |
| 10/07/2022 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 5k | $1.77 | $8.8k | | 10/07/2022 |
| 10/03/2022 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 5k | $1.67 | $8.4k | | 10/03/2022 |
| 09/22/2022 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 5k | $1.76 | $8.8k | | 09/22/2022 |
| 07/22/2022 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 4.5k | $1.85 | $8.3k | | 07/22/2022 |
| 07/13/2022 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 3k | $1.84 | $5.5k | | 07/12/2022 |
| 07/12/2022 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 3k | $1.87 | $5.6k | | 07/12/2022 |
| 06/16/2022 | Oncternal Therapeutics, Inc. | GTXI | Grant | Stock Options | 25k | $1.08 | $27k | | 06/16/2022 |
| 05/23/2022 | 4D Molecular Therapeutics, Inc. | FDMT | Grant | Stock Option (Right to Buy) | 22.5k | $7.77 | $174.8k | | 05/23/2022 |
| 05/09/2022 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 10k | $1.85 | $18.5k | | 05/09/2022 |
| 05/06/2022 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 2.5k | $1.97 | $4.9k | | 05/06/2022 |
| 04/29/2022 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 5k | $1.97 | $9.9k | | 04/29/2022 |
| 04/21/2022 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 4.5k | $2.30 | $10.4k | | 04/21/2022 |
| 04/08/2022 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 2k | $2.50 | $5k | | 04/08/2022 |
| 03/30/2022 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 4k | $2.70 | $10.8k | | 03/30/2022 |
| 03/21/2022 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 1.2k | $2.45 | $2.9k | | 03/21/2022 |
| 01/28/2022 | Tracon Pharmaceuticals, Inc. | TCON | Grant | Employee Stock Option (Right to Buy) | 265k | $2.32 | $614.8k | | 01/28/2022 |
| 11/19/2021 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 3.5k | $2.82 | $9.9k | | 11/18/2021 |
| 11/18/2021 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 681 | $2.88 | $2k | | 11/18/2021 |
| 11/05/2021 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 1000 | $3.41 | $3.4k | | 11/05/2021 |
| 11/05/2021 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 3k | $3.42 | $10.2k | | 11/05/2021 |
| 05/25/2021 | Oncternal Therapeutics, Inc. | GTXI | Grant | Stock Options | 25k | $5.14 | $128.5k | | 05/25/2021 |
| 05/17/2021 | 4D Molecular Therapeutics, Inc. | FDMT | Grant | Stock Option (Right to Buy) | 22.5k | $26.89 | $605k | | 05/17/2021 |
| 01/29/2021 | Tracon Pharmaceuticals, Inc. | TCON | Grant | Employee Stock Option (Right to Buy) | 180k | $9.14 | $1.6M | | 01/29/2021 |
| 01/27/2021 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 11k | $8.98 | $98.8k | | 01/27/2021 |
| 12/29/2020 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 1000 | $9.98 | $10k | | 12/29/2020 |
| 10/21/2020 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 2k | $4.38 | $8.8k | | 10/21/2020 |
| 09/23/2020 | Tracon Pharmaceuticals, Inc. | TCON | Purchase | Common Stock | 4.9k | $4.72 | $23.1k | | 09/23/2020 |
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