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Serota Jeffrey
Date
Name
Symbol
Type
Security
Shares
Price
Value
Ownership
Reported
01/03/2022
Great Elm Group, Inc.
Grant
Common Stock
31.6k
$0.00
$0
01/03/2022
12/23/2021
GOODRICH PETROLEUM CORP
GDP
Exercise
Phantom Stock
10.8k
$0.00
$0
12/23/2021
12/23/2021
GOODRICH PETROLEUM CORP
GDP
Other
Common Stock
37.2k
$23.00
$856.5k
12/23/2021
12/10/2021
GOODRICH PETROLEUM CORP
GDP
Payment of Exercise
Common Stock
3.7k
$11.32
$42.2k
12/10/2021
12/10/2021
GOODRICH PETROLEUM CORP
GDP
Exercise
Phantom Stock
11k
$0.00
$0
12/10/2021
07/01/2021
Great Elm Group, Inc.
Grant
Common Stock
13.7k
$0.00
$0
07/01/2021
05/18/2021
GOODRICH PETROLEUM CORP
GDP
Grant
Phantom Stock
10.8k
$0.00
$0
05/18/2021
03/19/2021
Great Elm Group, Inc.
Grant
Common Stock
7.7k
$0.00
$0
03/19/2021
03/19/2021
Great Elm Group, Inc.
Grant
Common Stock
19.8k
$0.00
$0
03/19/2021
12/10/2020
GOODRICH PETROLEUM CORP
GDP
Exercise
Phantom Stock
12.6k
$0.00
$0
12/10/2020
12/10/2020
GOODRICH PETROLEUM CORP
GDP
Grant
Phantom Stock
11k
$0.00
$0
12/10/2020
12/12/2019
GOODRICH PETROLEUM CORP
GDP
Exercise
Phantom Stock
2.8k
$0.00
$0
12/10/2019
12/10/2019
GOODRICH PETROLEUM CORP
GDP
Grant
Phantom Stock
12.6k
$0.00
$0
12/10/2019
11/08/2019
Forest Investments, Inc.
GEC
Grant
Common Stock
18.5k
$0.00
$0
11/08/2019
08/20/2019
GOODRICH PETROLEUM CORP
GDP
Grant
Phantom Stock
2.8k
$0.00
$0
08/20/2019
11/07/2018
Forest Investments, Inc.
GEC
Grant
Common Stock
16k
$0.00
$0
11/07/2018
11/07/2018
Forest Investments, Inc.
GEC
Grant
Common Stock
19.7k
$0.00
$0
11/07/2018
11/21/2016
CIFC LLC
CIFC
Disposition
Common Shares
21.1k
$11.36
$239.7k
11/21/2016
11/21/2016
CIFC LLC
CIFC
Disposition
Common Shares
20.8k
$11.36
$236.3k
11/21/2016
08/02/2016
CIFC LLC
CIFC
Grant
Common Shares
21.1k
$0.00
$0
08/02/2016
07/01/2016
CIFC LLC
CIFC
Exercise
Restricted Share Units
90
$0.00
$0
09/08/2015
07/01/2016
CIFC LLC
CIFC
Exercise
Restricted Share Units
206
$0.00
$0
09/08/2015
07/01/2016
CIFC LLC
CIFC
Exercise
Restricted Share Units
541
$0.00
$0
09/08/2015
07/01/2016
CIFC LLC
CIFC
Exercise
Restricted Share Units
6k
$0.00
$0
09/08/2015
07/01/2016
CIFC LLC
CIFC
Exercise
Restricted Share Units
9k
$0.00
$0
09/08/2015
07/01/2016
CIFC LLC
CIFC
Exercise
Restricted Share Units
81
$0.00
$0
09/08/2015
05/24/2016
CIFC LLC
CIFC
Grant
Restricted Share Units
541
$0.00
$0
09/08/2015
04/15/2016
CIFC LLC
CIFC
Grant
Restricted Share Units
206
$0.00
$0
09/08/2015
02/09/2016
CIFC LLC
CIFC
Grant
Restricted Share Units
9k
$0.00
$0
02/09/2016
12/01/2015
CIFC LLC
CIFC
Grant
Restricted Share Units
90
$0.00
$0
09/08/2015
10/29/2015
EXCO RESOURCES INC
XCOO
Grant
Common Stock, par value $0.001 per share
5k
$0.00
$0
10/29/2015
09/08/2015
CIFC LLC
CIFC
Grant
Restricted Share Units
81
$0.00
$0
09/08/2015
06/26/2015
CIFC Corp.
CIFC
Other (acquisition)
Common Stock
127
$0.00
$0
06/26/2015
06/26/2015
CIFC Corp.
CIFC
Exercise
Restricted Stock Units
4.8k
$0.00
$0
06/26/2015
12/31/2014
CIFC Corp.
CIFC
Grant
Restricted Stock Units
4.8k
$0.00
$0
12/31/2014
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