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CIFC LLC (CIFC)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
11/21/2016
Serota Jeffrey
Director
Disposition
Common Shares
21.1k
$11.36
$239.7k
11/21/2016
11/21/2016
Serota Jeffrey
Director
Disposition
Common Shares
20.8k
$11.36
$236.3k
11/21/2016
11/21/2016
INTRATER ANDREW
Director
Disposition
Common Shares
7k
$11.36
$79.9k
11/21/2016
11/21/2016
Schrupp Daniel
Director
Disposition
Common Shares
7k
$11.36
$79.9k
11/21/2016
11/21/2016
Schrupp Daniel
Director
Disposition
Common Shares
13.1k
$11.36
$148.9k
11/21/2016
11/21/2016
DFR Holdings, LLC
10% Owner
Disposition
COMMON SHARE WARRANT (RIGHT TO BUY)
2M
$6.38
$12.8M
11/21/2016
11/21/2016
DFR Holdings, LLC
10% Owner
Disposition
COMMON SHARES
18.8M
$11.46
$215.7M
11/21/2016
11/21/2016
Gleysteen Peter
Director
Disposition
Share Option
800k
$7.25
$5.8M
11/21/2016
11/21/2016
Gleysteen Peter
Director
Disposition
Share Option
407.8k
$5.10
$2.1M
11/21/2016
11/21/2016
Agarwal Rahul N
CFO
Disposition
Common Shares
65.9k
$11.36
$749k
11/21/2016
11/21/2016
Agarwal Rahul N
CFO
Disposition
Common Shares
29.7k
$11.36
$337.8k
11/21/2016
11/21/2016
Agarwal Rahul N
CFO
Disposition
Share Option
100k
$7.78
$778k
11/21/2016
11/21/2016
Weldon Julian
GC, CCO and Secretary
Disposition
Common Shares
100.2k
$11.36
$1.1M
11/21/2016
11/21/2016
Weldon Julian
GC, CCO and Secretary
Disposition
Common Shares
22k
$11.36
$249.5k
11/21/2016
11/21/2016
Musetti Marco
Director
Disposition
Common Shares
7k
$11.36
$79.9k
11/21/2016
11/21/2016
Musetti Marco
Director
Disposition
Common Shares
12.6k
$11.36
$143.2k
11/21/2016
11/21/2016
Barak Ehud
Director
Disposition
Common Shares
7k
$11.36
$79.9k
11/21/2016
11/21/2016
Barak Ehud
Director
Disposition
Common Shares
12.6k
$11.36
$143.2k
11/21/2016
11/21/2016
Amato Paolo
Director
Disposition
Common Shares
7k
$11.36
$79.9k
11/21/2016
11/21/2016
Amato Paolo
Director
Disposition
Common Shares
6.5k
$11.36
$73.4k
11/21/2016
09/30/2016
Weldon Julian
GC, CCO and Secretary
Payment of Exercise
Common Shares
1.4k
$11.17
$15.3k
09/30/2016
09/30/2016
Wriedt Oliver
Co-President
Payment of Exercise
Common Shares
3.1k
$11.17
$34.6k
09/30/2016
09/30/2016
Agarwal Rahul N
CFO
Payment of Exercise
Common Shares
1.5k
$11.17
$16.7k
09/30/2016
09/30/2016
Vaccaro Stephen J
Co-Pres & CIO
Payment of Exercise
Common Shares
3.1k
$11.17
$34.6k
09/30/2016
08/02/2016
SMITH STEPHEN FRANKLIN
Director
Grant
Common Shares
7k
$0.00
$0
08/02/2016
08/02/2016
Musetti Marco
Director
Grant
Common Shares
7k
$0.00
$0
08/02/2016
08/02/2016
Amato Paolo
Director
Grant
Common Shares
7k
$0.00
$0
08/02/2016
08/02/2016
Barak Ehud
Director
Grant
Common Shares
7k
$0.00
$0
08/02/2016
07/01/2016
Amato Paolo
Director
Exercise
Restricted Share Units
220
$0.00
$0
09/08/2015
07/01/2016
Amato Paolo
Director
Exercise
Restricted Share Units
6k
$0.00
$0
09/08/2015
07/01/2016
Amato Paolo
Director
Exercise
Restricted Share Units
90
$0.00
$0
09/08/2015
07/01/2016
Amato Paolo
Director
Exercise
Restricted Share Units
84
$0.00
$0
09/08/2015
07/01/2016
Barak Ehud
Director
Exercise
Restricted Share Units
220
$0.00
$0
09/08/2015
07/01/2016
Barak Ehud
Director
Exercise
Restricted Share Units
6k
$0.00
$0
09/08/2015
07/01/2016
Amato Paolo
Director
Exercise
Restricted Share Units
81
$0.00
$0
09/08/2015
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