| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 06/14/2022 | Tracon Pharmaceuticals, Inc. | TCON | Grant | Director Stock Option (Right to Buy) | 15.8k | $1.30 | $20.5k | | 06/14/2022 |
| 05/31/2022 | ACHIEVE LIFE SCIENCES, INC. | ACHV | Grant | Stock Option (right to buy) | 4.4k | $6.90 | $30.4k | | 05/31/2022 |
| 06/10/2021 | Tracon Pharmaceuticals, Inc. | TCON | Grant | Director Stock Option (Right to Buy) | 10.5k | $6.55 | $68.8k | | 06/10/2021 |
| 05/11/2021 | ACHIEVE LIFE SCIENCES, INC. | ACHV | Grant | Stock Option (right to buy) | 3.8k | $9.90 | $37.1k | | 05/11/2021 |
| 06/10/2020 | Tracon Pharmaceuticals, Inc. | TCON | Grant | Director Stock Option (Right to Buy) | 4.5k | $2.07 | $9.3k | | 06/10/2020 |
| 05/12/2020 | ACHIEVE LIFE SCIENCES, INC. | ACHV | Grant | Stock Option (right to buy) | 22k | $0.43 | $9.5k | | 05/12/2020 |
| 06/13/2019 | Tracon Pharmaceuticals, Inc. | TCON | Grant | Director Stock Option (Right to Buy) | 15k | $0.64 | $9.5k | | 06/13/2019 |
| 05/14/2019 | ACHIEVE LIFE SCIENCES, INC. | ACHV | Grant | Stock Option (right to buy) | 7k | $4.02 | $28.1k | | 05/14/2019 |
| 09/20/2018 | ACHIEVE LIFE SCIENCES, INC. | ACHV | Grant | Stock Option (right to buy) | 12k | $2.56 | $30.7k | | 09/20/2018 |
| 06/13/2018 | Tracon Pharmaceuticals, Inc. | TCON | Grant | Director Stock Option (Right to Buy) | 15k | $2.70 | $40.5k | | 06/13/2018 |
| 08/01/2017 | ACHIEVE LIFE SCIENCES, INC. | ACHV | Grant | Stock Option (right to buy) | 11k | $0.00 | $0 | | 08/01/2017 |
| 06/15/2017 | Tracon Pharmaceuticals, Inc. | TCON | Grant | Director Stock Option (Right to Buy) | 15k | $2.15 | $32.2k | | 06/15/2017 |
| 06/01/2016 | Tracon Pharmaceuticals, Inc. | TCON | Grant | Common Stock | 7.5k | $0.00 | $0 | | 06/01/2016 |