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Nantahala Capital Management, LLC
> APEN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Apollo Endosurgery, Inc. | APEN | 0 | -4,575,021 | 0 | -45,384,208,000 | |
| 03/31/2023 | Apollo Endosurgery, Inc. | APEN | 4,575,021 | 518,394 | 45,384,208,000 | 4,939,637,000 | $9,920.00 |
| 12/31/2022 | Apollo Endosurgery, Inc. | APEN | 4,056,627 | 82,721 | 40,444,571,000 | 40,422,675,000 | $9,970.00 |
| 09/30/2022 | Apollo Endosurgery, Inc. | APEN | 3,973,906 | 250,896 | 21,896,000 | 8,307,000 | $5.51 |
| 06/30/2022 | Apollo Endosurgery, Inc. | APEN | 3,723,010 | -1,889 | 13,589,000 | -8,947,000 | $3.65 |
| 03/31/2022 | Apollo Endosurgery, Inc. | APEN | 3,724,899 | -36,884 | 22,536,000 | -9,176,000 | $6.05 |
| 12/31/2021 | Apollo Endosurgery, Inc. | APEN | 3,761,783 | 1,247,455 | 31,712,000 | 8,932,000 | $8.43 |
| 09/30/2021 | Apollo Endosurgery, Inc. | APEN | 2,514,328 | 196,837 | 22,780,000 | 4,008,000 | $9.06 |
| 06/30/2021 | Apollo Endosurgery, Inc. | APEN | 2,317,491 | 37,521 | 18,772,000 | 6,209,000 | $8.10 |
| 03/31/2021 | Apollo Endosurgery, Inc. | APEN | 2,279,970 | -9,293 | 12,563,000 | 4,780,000 | $5.51 |
| 12/31/2020 | Apollo Endosurgery, Inc. | APEN | 2,624,972 | 711,000 | 8,924,905 | 5,689,905 | $3.40 |
| 09/30/2020 | Apollo Endosurgery, Inc. | APEN | 1,913,972 | 65,300 | 3,235,000 | 212,000 | $1.69 |
| 06/30/2020 | Apollo Endosurgery, Inc. | APEN | 1,848,672 | 0 | 3,023,000 | -526,000 | $1.64 |
| 03/31/2020 | Apollo Endosurgery, Inc. | APEN | 1,848,672 | 38,110 | 3,549,000 | -1,729,000 | $1.92 |
| 12/31/2019 | Apollo Endosurgery, Inc. | APEN | 1,810,562 | 0 | 5,278,000 | -679,000 | $2.92 |
| 09/30/2019 | Apollo Endosurgery, Inc. | APEN | 1,810,562 | 0 | 5,957,000 | 73,000 | $3.29 |
| 06/30/2019 | Apollo Endosurgery, Inc. | APEN | 1,810,562 | -100,000 | 5,884,000 | -1,262,000 | $3.25 |
| 03/31/2019 | Apollo Endosurgery, Inc. | APEN | 1,910,562 | 150,000 | 7,146,000 | 1,072,000 | $3.74 |
| 12/31/2018 | Apollo Endosurgery, Inc. | APEN | 1,760,562 | 568,577 | 6,074,000 | -2,473,000 | $3.45 |
| 09/30/2018 | Apollo Endosurgery, Inc. | APEN | 1,191,985 | 542,044 | 8,547,000 | 4,010,000 | $7.17 |
| 06/30/2018 | Apollo Endosurgery, Inc. | APEN | 649,941 | 649,941 | 4,537,000 | 4,537,000 | $6.98 |
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