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FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
> FXR
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2009 | FIRST TRUST EXCHANGE-TRADED FUND | FXR | 291,411 | 13,717 | 4,298,312 | 427,258 | $14.75 |
| 11/30/2009 | FIRST TRUST EXCHANGE-TRADED FUND | FXR | 277,694 | 92,162 | 3,871,054 | 1,338,543 | $13.94 |
| 09/30/2009 | FIRST TRUST EXCHANGE-TRADED FUND | FXR | 185,532 | 185,532 | 2,532,512 | 2,532,512 | $13.65 |
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