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FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
> FXN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2009 | FIRST TRUST EXCHANGE TRADED FUND | FXN | 213,505 | 1,276 | 3,563,398 | 178,346 | $16.69 |
| 11/30/2009 | FIRST TRUST EXCHANGE TRADED FUND | FXN | 212,229 | 28,523 | 3,385,053 | 497,194 | $15.95 |
| 09/30/2009 | FIRST TRUST EXCHANGE TRADED FUND | FXN | 183,706 | 183,706 | 2,887,858 | 2,887,858 | $15.72 |
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