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UBS Group AG
> HNNA
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | HENNESSY ADVISORS INC | HNNA | 710 | 302 | 5,013,000 | 1,851,000 | $7,060.56 |
| 03/31/2023 | HENNESSY ADVISORS INC | HNNA | 408 | -1,578 | 3,162,000 | -13,520,000 | $7,750.00 |
| 12/31/2022 | HENNESSY ADVISORS INC | HNNA | 1,986 | 800 | 16,682,000 | 16,672,000 | $8,399.80 |
| 09/30/2022 | HENNESSY ADVISORS INC | HNNA | 1,186 | -263 | 10,000 | -5,000 | $8.43 |
| 06/30/2022 | HENNESSY ADVISORS INC | HNNA | 1,449 | -81 | 15,000 | 0 | $10.35 |
| 03/31/2022 | HENNESSY ADVISORS INC | HNNA | 1,530 | 1,371 | 15,000 | 13,000 | $9.80 |
| 12/31/2021 | HENNESSY ADVISORS INC | HNNA | 159 | -1,543 | 2,000 | -14,000 | $12.58 |
| 09/30/2021 | HENNESSY ADVISORS INC | HNNA | 1,702 | -646 | 16,000 | -6,000 | $9.40 |
| 06/30/2021 | HENNESSY ADVISORS INC | HNNA | 2,348 | -8,019 | 22,000 | -66,000 | $9.37 |
| 12/31/2020 | HENNESSY ADVISORS INC | HNNA | 10,367 | 10,367 | 88,000 | 88,000 | $8.49 |
| 06/30/2020 | HENNESSY ADVISORS INC | HNNA | 0 | -1,972 | 0 | -15,000 | |
| 03/31/2020 | HENNESSY ADVISORS INC | HNNA | 1,972 | 1,522 | 15,000 | 11,000 | $7.61 |
| 06/30/2019 | HENNESSY ADVISORS INC | HNNA | 450 | -777 | 4,000 | -7,000 | $8.89 |
| 03/31/2019 | HENNESSY ADVISORS INC | HNNA | 1,227 | 487 | 11,000 | 4,000 | $8.96 |
| 12/31/2018 | HENNESSY ADVISORS INC | HNNA | 740 | -1,195 | 7,000 | -20,000 | $9.46 |
| 09/30/2018 | HENNESSY ADVISORS INC | HNNA | 1,935 | 1,139 | 27,000 | 13,000 | $13.95 |
| 06/30/2018 | HENNESSY ADVISORS INC | HNNA | 796 | -1,412 | 14,000 | -23,000 | $17.59 |
| 12/31/2017 | HENNESSY ADVISORS INC | HNNA | 2,208 | 291 | 37,000 | 7,000 | $16.76 |
| 09/30/2017 | HENNESSY ADVISORS INC | HNNA | 1,917 | 1,270 | 30,000 | 20,000 | $15.65 |
| 06/30/2017 | HENNESSY ADVISORS INC | HNNA | 647 | 102 | 10,000 | 1,000 | $15.46 |
| 03/31/2017 | HENNESSY ADVISORS INC | HNNA | 545 | -1,076 | 9,000 | -42,000 | $16.51 |
| 12/31/2016 | HENNESSY ADVISORS INC | HNNA | 1,621 | 770 | 51,000 | 21,000 | $31.46 |
| 09/30/2016 | HENNESSY ADVISORS INC | HNNA | 851 | 851 | 30,000 | 30,000 | $35.25 |
| 06/30/2016 | HENNESSY ADVISORS INC | HNNA | 0 | -10,965 | 0 | -293,000 | |
| 03/31/2016 | HENNESSY ADVISORS INC | HNNA | 10,965 | 9,659 | 293,000 | 261,000 | $26.72 |
| 12/31/2015 | HENNESSY ADVISORS INC | HNNA | 1,076 | -230 | 32,000 | 0 | $29.74 |
| 09/30/2015 | HENNESSY ADVISORS INC | HNNA | 1,306 | -93 | 32,000 | 6,000 | $24.50 |
| 06/30/2015 | HENNESSY ADVISORS INC | HNNA | 1,399 | 258 | 26,000 | 3,000 | $18.58 |
| 03/31/2015 | HENNESSY ADVISORS INC | HNNA | 1,141 | 1,141 | 23,000 | 23,000 | $20.16 |
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